Tuesday, March 12, 2013


Regulatory Cases: Accident Analysis of Three Regulatory Complaints

Swiss Analystic’s latest white paper, “Regulatory Cases: Accident Analysis of Three Regulatory Complaints,” provides a follow-up to their paper published last fall, Regulatory Cases against Investment Managers: Lessons Learnt for Investors. In their study, three regulatory complaints are reviewed and discussed in detail pointing out circumstances which were instrumental in facilitating the fraud.

Furthermore, the authors illustrate limitations of what can be expected from a regulatory agency, suggesting that an investment advisor’s registration with a regulator is no substitute for proper and pro-active due diligence.

Read the full study here.

Hedge Fund Due Diligence Reports

BarclayHedge and SwissAnalytics have teamed up to offer hedge fund and CTA due diligence. As a BarclayHedge member, you receive an ongoing $500 discount on "Silver" Due Diligence reports and an exclusive 10% discount on your first "Gold" or "Ops" Due Diligence Report from SwissAnalytics.

SwissAnalytics conducts due diligence on the entire range of alternative investment strategies and managers located anywhere in the world in a timely and cost-effective manner. Services are currently offered along three core lines: "Silver"-, "Gold"-, and "Ops"-Due Diligence.

To download a sample "Silver" Due Diligence Report, simply fill out this short request form.

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