Tuesday, December 8, 2015

 

Rethinking Performance Evaluation

By Campbell R. Harvey, Duke University – Fuqua School of Business; and Yan Liu, Texas A&M University, Department of Finance

The current approach to performance evaluation is to run equation-by-equation regressions to calculate alphas. With this approach, three issues arise: 1) the estimation does not take into account any cross-sectional information; 2) there is no allowance for parameter uncertainty; and 3) the estimated alphas do a poor job of predicting future alphas. In “Rethinking Performance Evaluation,” the authors depart from the existing literature by proposing a ‘random effects’ counterpart of the current performance evaluation model.

Download the full article here.

From the December 2015 issue of Barclay's Insider Report. Accredited investors can subscribe to the full newsletter for free.

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